Global Broker Regulation & Inquiry App
Regulatory Level

A

Canadian Investment Regulatory Organization(CIRO)

CanadaEstablished in 2008 Regulated by PrivateForex RegulationNBPInternational Regulatory Organization

https://www.ciro.ca/

Website

License application
Regulatory Level
Regulatory Info

NBP: Supported

Inv Prot: --

Members: 20

Established: Established in 2008

Accts Mngd Sep: Supported

IOSCO
Enjoy the services provided by the association

Instruments and Trading Limits

Regulated financial instruments

Bond、Stocks

Customer service

Contact

1-877-442-4322

Email

InvestorInquiries@ciro.ca

Complaint Channels

Live chat

https://www.iiroc.ca/complaint-and-inquiry-submission-secure-form

Hotline

1-877-442-4322

Email

complaints@mfda.ca

CIRO Organization Introduction

Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.

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