Global forex regulatory authorities
-
Embrace Regulatory Compliance
-
Create a secure trading environment
Create a secure trading environment
Committed to ensuring that financial products and services are fair to investors and provide clear information to help them make informed financial decisions.
Fair and transparent
To safeguard the proper functioning of the market by setting rules, regulating standards and monitoring market activities to prevent manipulation, fraud and improper trading.
The Financial Industry RegulatoryAuthorityFINRA
Local Regulated
United States
A
Rating
Financial Crimes Enforcement NetworkFinCEN
Local Regulated
United States
B
Rating
National Futures AssociationNFA
Local Regulated
United States
C
Rating
Securities and Futures Commission of Hong KongSFC
Hong Kong China
AAA
Rating
Australia Securities & Investment CommissionASIC
Australia
AAA
Rating
Financial Services AgencyFSA
Japan
AAA
Rating
Financial Conduct AuthorityFCA
United Kingdom
AAA
Rating
Rating Instructions
AAA
Excellent, almost no risk, high corporate creditAA
Very good, basically no risk, well-managedA
Good, all indicators are at a medium levelB
Fair, weak investment security for investorsC
Poor, highly speculative, no financial security
Regulatory Environment
Assess whether the regulatory authority has put in place and enforced stringent regulations to ensure the transparency and fairness of the market and whether it actively participates in international regulatory cooperation and follows international standards to enhance the global recognition of its regulation.
Regulatory Policy
Examines the policies, structure, leadership, decision-making processes, and internal controls of the regulatory authority to ensure effective regulation and decision-making. As well as the effectiveness of the implementation of these policies in practice to ensure that they are able to effectively supervise the market.
License Value
The threshold of entry for license application and the financial cost to be incurred in applying. It also examines the extent to which the regulatory authority's license is recognized by the market in the financial industry.
Risk Management
Analyze the financial situation of the regulatory authority, including its budget, revenues, expenditures, reserves and balance sheet, as well as its ability to respond to a financial crisis or market volatility.
Investment Protection
Analyze the mechanism and effectiveness of the regulatory authority's response to complaints to know the extent to which it protects investors' rights and interests.